van Gaalen Johannes Cornelis Maria 4
4 · Energy Vault Holdings, Inc. · Filed Dec 14, 2023
Insider Transaction Report
Form 4
van Gaalen Jan Kees
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-12-12+62,500→ 600,000 total - Exercise/Conversion
Restricted Stock Unit
2023-12-12−62,500→ 0 total→ Common Stock (62,500 underlying) - Sale
Common Stock
2023-12-12$1.95/sh−17,991$35,010→ 582,009 total
Footnotes (3)
- [F1]The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II.
- [F2]Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units.
- [F3]The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.