Home/Filings/4/0001104659-23-126429
4//SEC Filing

BATOR MICHAEL G. 4

Accession 0001104659-23-126429

CIK 0001175151other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 4:33 PM ET

Size

8.1 KB

Accession

0001104659-23-126429

Insider Transaction Report

Form 4
Period: 2023-12-13
Transactions
  • Purchase

    Common Stock Warrant (Right to Buy)

    2023-12-13+13,15713,157 total
    Exercise: $2.00From: 2023-12-13Exp: 2028-12-13Common Stock (13,157 underlying)
  • Purchase

    Common Stock

    2023-12-13$1.33/sh+37,594$50,000125,394 total
Footnotes (2)
  • [F1]These securities were purchased by the reporting person in the registered direct offering of CytoSorbents Corporation (the "Company"), which closed on December 13, 2023. In the offering, each share of common stock, par value $0.001 per share (the "Common Stock") of the Company was purchased together with an accompanying warrant to purchase up to 0.35 shares of Common Stock, at a combined offering price of $1.33 per share of Common Stock and accompanying warrant.
  • [F2]Includes (a) the following restricted stock units ("RSUs") which will vest upon a "Change of Control" of the Company, as defined in the CytoSorbents Corporation 2014 Long-Term Incentive Plan (the "Plan"): (i) 3,300 RSUs granted on March 15, 2018, (ii) 6,000 RSUs granted on February 24, 2017, and (iii) 60,000 RSUs granted on June 7, 2016, and (b) 56,094 shares of Common Stock owned by the reporting person.

Issuer

Cytosorbents Corp

CIK 0001175151

Entity typeother

Related Parties

1
  • filerCIK 0001647591

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:33 PM ET
Size
8.1 KB