CHARLES & COLVARD LTD·4

Dec 18, 4:16 PM ET

SYKES OLLIN B 4

4 · CHARLES & COLVARD LTD · Filed Dec 18, 2023

Insider Transaction Report

Form 4
Period: 2023-12-14
Transactions
  • Award

    Stock Option (right to buy)

    2023-12-14+123,076123,076 total
    Exercise: $0.41Exp: 2033-12-14Common Stock (123,076 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    250,221
  • Common Stock

    (indirect: By Spouse)
    135,587
  • Common Stock

    736,421
  • Common Stock

    (indirect: By IRA)
    95,358
  • Common Stock

    (indirect: By 401(k))
    1,611,898
  • Common Stock

    (indirect: By IRA)
    153,800
Footnotes (2)
  • [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 375,000 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F2]Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting.

Documents

1 file
  • 4
    tm2333135-4_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT