|4Dec 21, 4:18 PM ET

Brafman Lester Raymond 4

4 · Cohen & Co Inc. · Filed Dec 21, 2023

Insider Transaction Report

Form 4
Period: 2023-12-21
Brafman Lester Raymond
Chief Executive Officer
Transactions
  • Award

    Cohen & Company, LLC Membership Units

    2023-12-21+211,0002,162,670 total
    Common Stock, par value $0.01 per share (21,100 underlying)
Holdings
  • Common Stock, par value $0.01 per share

    315,702
Footnotes (1)
  • [F1]Mr. Brafman was awarded 211,000 restricted membership units ("Units") in Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), under the Company's 2020 Long-Term Incentive Plan, as amended. The restrictions expire with respect to one-third of the Units on each of January 31, 2025, January 31, 2026 and January 31, 2027.

Documents

1 file
  • 4
    tm2333248-3_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT