4//SEC Filing
Matera Fred 4
Accession 0001104659-23-128231
CIK 0000930236other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:20 PM ET
Size
11.4 KB
Accession
0001104659-23-128231
Insider Transaction Report
Form 4
Matera Fred
Managing Director
Transactions
- Tax Payment
Deferred Stock Units
2023-12-20−31,383→ 28,228 totalExercise: $7.63→ Common Stock (31,383 underlying) - Exercise/Conversion
Common Stock
2023-12-20$7.47/sh+28,228$210,863→ 28,228 total - Exercise/Conversion
Deferred Stock Units
2023-12-20−28,228→ 0 totalExercise: $7.63→ Common Stock (28,228 underlying)
Holdings
- 32,801(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
- [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
- [F3]Represents fair value of Deferred Stock Units, based on the original grant date fair market values.
- [F4]This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
- [F5]Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F6]No expiration date is applicable to deferred stock units.
- [F7]Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Documents
Issuer
REDWOOD TRUST INC
CIK 0000930236
Entity typeother
Related Parties
1- filerCIK 0001488500
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 4:20 PM ET
- Size
- 11.4 KB