4//SEC Filing
WALDEN CHARLES C 4
Accession 0001104659-24-000314
CIK 0000897802other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 3:54 PM ET
Size
8.9 KB
Accession
0001104659-24-000314
Insider Transaction Report
Form 4
WALDEN CHARLES C
Director
Transactions
- Purchase
2.75% Convertible Preferred Stock, Series C
2023-12-28$22.85/sh+1,000$22,850→ 3,000 totalExercise: $0.00→ Common Stock (1,363 underlying) - Purchase
2.75% Convertible Preferred Stock, Series C
2023-12-29$22.70/sh+10$227→ 3,010 totalExercise: $0.00→ Common Stock (14 underlying)
Holdings
- 25,271
Common Stock
Footnotes (2)
- [F1]The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio that is subject to adjustment. The current conversion ratio is equal to 1.3634 shares of common stock for each share of Preferred Stock held.
- [F2]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.
Documents
Issuer
SPECIAL OPPORTUNITIES FUND, INC.
CIK 0000897802
Entity typeother
Related Parties
1- filerCIK 0001475052
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 3:54 PM ET
- Size
- 8.9 KB