WALDEN CHARLES C 4
4 · SPECIAL OPPORTUNITIES FUND, INC. · Filed Jan 2, 2024
Insider Transaction Report
Form 4
WALDEN CHARLES C
Director
Transactions
- Purchase
2.75% Convertible Preferred Stock, Series C
2023-12-28$22.85/sh+1,000$22,850→ 3,000 totalExercise: $0.00→ Common Stock (1,363 underlying) - Purchase
2.75% Convertible Preferred Stock, Series C
2023-12-29$22.70/sh+10$227→ 3,010 totalExercise: $0.00→ Common Stock (14 underlying)
Holdings
- 25,271
Common Stock
Footnotes (2)
- [F1]The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion ratio that is subject to adjustment. The current conversion ratio is equal to 1.3634 shares of common stock for each share of Preferred Stock held.
- [F2]The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to January 21, 2027.