GLENCORE INTERNATIONAL AG 4
4 · CENTURY ALUMINUM CO · Filed Jan 3, 2024
Insider Transaction Report
Form 4
GLENCORE INTERNATIONAL AG
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2023-12-31−1,223.93→ 52,284.39 total(indirect: See Footnote)→ Common Stock (122,393 underlying) - Conversion
Common Stock
2023-12-31+122,393→ 12,277,508 total(indirect: See Footnote)
Holdings
- 27,500,000
Common Stock
Footnotes (3)
- [F1]Represents shares of Common Stock acquired upon conversion of 1,223.93 shares of Series A Convertible Preferred Stock on December 31, 2023.
- [F2]Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.
- [F3]The shares of Common Stock reported in Line 1 of Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and may be deemed to be indirectly beneficially owned by Glencore International AG. The Common Stock reported on Line 2 of Table I is held directly by Glencore International AG. Glencore International AG is wholly owned by Glencore plc, which may be deemed an indirect beneficial owner of the securities held by Glencore AG and Glencore International AG.