4//SEC Filing
SAPIRSTEIN JAMES 4
Accession 0001104659-24-004458
CIK 0001604191other
Filed
Jan 16, 7:00 PM ET
Accepted
Jan 17, 4:01 PM ET
Size
5.4 KB
Accession
0001104659-24-004458
Insider Transaction Report
Form 4
SAPIRSTEIN JAMES
DirectorPRESIDENT AND CEO
Transactions
- Sale
Common Stock
2024-01-12$4.20/sh−166$697→ 39,166 total
Footnotes (2)
- [F1]The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- [F2]Includes unvested RSUs.
Documents
Issuer
First Wave BioPharma, Inc.
CIK 0001604191
Entity typeother
Related Parties
1- filerCIK 0001559509
Filing Metadata
- Form type
- 4
- Filed
- Jan 16, 7:00 PM ET
- Accepted
- Jan 17, 4:01 PM ET
- Size
- 5.4 KB