4//SEC Filing
COHEN DANIEL G 4
Accession 0001104659-24-010046
CIK 0001270436other
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 4:16 PM ET
Size
6.5 KB
Accession
0001104659-24-010046
Insider Transaction Report
Form 4
Cohen & Co Inc.COHN
COHEN DANIEL G
DirectorChairman
Transactions
- Exercise/Conversion
Cohen & Company, LLC Membership Units
2024-02-01$0.71/sh−443,474$315,310→ 22,764,501 total→ Common Stock, par value $0.01 per share (44,347 underlying)
Footnotes (1)
- [F1]Mr. Cohen redeemed 443,474 membership units (the "Units") of Cohen & Company, LLC (the "Operating LLC"), a subsidiary of Cohen & Co Inc. (the "Company"), for an aggregate of $315,310, or $0.711 per Unit, in order to fund certain tax liabilities incurred by Mr. Cohen in connection with the vesting, on January 31, 2024, of 940,669 restricted Units granted to Mr. Cohen under the Company's 2020 Long-Term Incentive Plan, as amended. In accordance with the Operating LLC's Amended and Restated Limited Liability Company Agreement, as amended, Mr. Cohen had the right to redeem the Units at any time for, at the Company's option, (i) cash or (ii) one share of the Company's common stock for every ten Units.
Documents
Issuer
Cohen & Co Inc.
CIK 0001270436
Entity typeother
Related Parties
1- filerCIK 0001247745
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 4:16 PM ET
- Size
- 6.5 KB