SYKES OLLIN B 4
4 · CHARLES & COLVARD LTD · Filed Feb 26, 2024
Insider Transaction Report
Form 4
SYKES OLLIN B
Director
Transactions
- Purchase
Common Stock
2024-02-22$0.33/sh+107,500$35,024→ 1,844,398 total(indirect: By 401(k))
Holdings
- 153,800(indirect: By IRA)
Common Stock
- 736,421
Common Stock
- 95,358(indirect: By IRA)
Common Stock
- 250,221(indirect: By IRA)
Common Stock
- 135,587(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 607,500 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.325 to $0.3275, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.