4//SEC Filing
Owens Derek 4
Accession 0001104659-24-031072
CIK 0000018230other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:50 PM ET
Size
9.0 KB
Accession
0001104659-24-031072
Insider Transaction Report
Form 4
Owens Derek
CLO & General Counsel
Transactions
- Tax Payment
Common Stock
2024-03-01$335.69/sh−53$17,792→ 1,669 total - Award
Common Stock
2024-03-04+2,510→ 4,179 total - Award
Employee Stock Options
2024-03-04+8,152→ 8,152 totalExercise: $338.65Exp: 2034-03-04→ Common Stock (8,152 underlying)
Footnotes (3)
- [F1]Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 1, 2021.
- [F2]Includes adjustments for dividends accrued and an adjustment for previously unreported holdings of 960 shares
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0002006879
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:50 PM ET
- Size
- 9.0 KB