Owens Derek 4
4 · CATERPILLAR INC · Filed Mar 5, 2024
Insider Transaction Report
Form 4
Owens Derek
Chief Legal Officer
Transactions
- Tax Payment
Common Stock
2024-03-01$335.69/sh−53$17,792→ 1,669 total - Award
Common Stock
2024-03-04+2,510→ 4,179 total - Award
Employee Stock Options
2024-03-04+8,152→ 8,152 totalExercise: $338.65Exp: 2034-03-04→ Common Stock (8,152 underlying)
Footnotes (3)
- [F1]Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 1, 2021.
- [F2]Includes adjustments for dividends accrued and an adjustment for previously unreported holdings of 960 shares
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.