CATERPILLAR INC·4

Mar 6, 12:21 PM ET

Johnson Cheryl H 4

4 · CATERPILLAR INC · Filed Mar 6, 2024

Insider Transaction Report

Form 4
Period: 2024-03-04
Johnson Cheryl H
Chief Human Resources Officer
Transactions
  • Award

    Common Stock

    2024-03-04+1,84621,452 total
  • Award

    Employee Stock Options

    2024-03-04+5,9945,994 total
    Exercise: $338.65Exp: 2034-03-04Common Stock (5,994 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    232
Footnotes (3)
  • [F1]Includes adjustments for dividends accrued.
  • [F2]The information in this report is based on a 401(k) plan statement dated as of February 29, 2024.
  • [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Documents

1 file
  • 4
    tm248078-4_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT