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4//SEC Filing

Basso Stephen 4

Accession 0001104659-24-032003

CIK 0001080014other

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 7:04 PM ET

Size

8.4 KB

Accession

0001104659-24-032003

Insider Transaction Report

Form 4
Period: 2024-03-05
Basso Stephen
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2024-03-05$14.88/sh+12,096$179,98812,096 total
  • Award

    Non-statutory Stock Option

    2024-03-05+25,899175,899 total
    Exercise: $14.88From: 2025-05-20Exp: 2034-03-05Common Stock (25,899 underlying)
Footnotes (2)
  • [F1]The Reporting Person was granted a one time-based restricted stock unit ("RSU"). Twenty-five percent of the shares subject to the RSU shall vest on February 20, 2025, 6.25% on May 20, 2025, and an additional 6.25% on the final day of each 3-month period thereafter, provided the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. The grant was approved by the Compensation Committee of the Board of Directors of the Company.
  • [F2]25% of the options will vest on February 20, 2025 and the balance will vest in twelve (12) substantially equal installments thereafter on each three (3) month anniversary of the initial vesting date, in each case, subject to Mr. Basso's continuous service through the applicable vesting date, with accelerated vesting (i) in the event of a "change in control" (as defined in the Issuer's 2012 Equity Incentive Plan) in which the options are not assumed or replaced, or (ii) in the event that Mr. Basso experiences a termination of employment by the Innoviva, Inc. without "cause" or by Mr. Basso for "good reason" (each as defined in Mr. Basso's employment agreement) within 24 months following a "change in control," subject to an effective release of claims.

Issuer

Innoviva, Inc.

CIK 0001080014

Entity typeother

Related Parties

1
  • filerCIK 0001815707

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 7:04 PM ET
Size
8.4 KB