Home/Filings/4/0001104659-24-033163
4//SEC Filing

Kelly James Patrick 4

Accession 0001104659-24-033163

CIK 0001000694other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 9:39 PM ET

Size

11.2 KB

Accession

0001104659-24-033163

Insider Transaction Report

Form 4
Period: 2023-09-12
Kelly James Patrick
EVP, CFO and Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2024-03-07+12,22416,808 total
  • Tax Payment

    Common Stock

    2024-03-07$5.61/sh5,905$33,12710,903 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-03-0712,22424,446 total
    Common Stock (12,224 underlying)
  • Award

    Restricted Stock Units

    2023-09-1235,00035,000 total
    Common Stock (35,000 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Novavax, Inc. (the "Company") common stock.
  • [F2]The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, will vest in full as of December 31, 2024, subject to continued employment through such vesting date.
  • [F3]The RSUs subject to this grant under the Company's Amended and Restated 2015 Stock Incentive Plan, as amended, vested or will vest with respect to one-third (1/3) of the RSUs on each of the first three (3) anniversaries of the March 7, 2023 grant date, in each case subject to continued employment through such vesting date.

Issuer

NOVAVAX INC

CIK 0001000694

Entity typeother

Related Parties

1
  • filerCIK 0001506314

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 9:39 PM ET
Size
11.2 KB