Gatto Mark 4
4 · CION Investment Corp · Filed Mar 29, 2024
Insider Transaction Report
Form 4
Gatto Mark
DirectorCo-CEO and Co-Preisdent
Transactions
- Purchase
Common stock, $0.001 par value
2024-03-27$11.02/sh+50$551→ 50 total(indirect: UTMA Account of A.G.) - Purchase
Common stock, $0.001 par value
2024-03-27$11.02/sh+50$551→ 50 total(indirect: UTMA Account of M.G.) - Purchase
Common stock, $0.001 par value
2024-03-27$11.02/sh+1,000$11,020→ 1,000 total(indirect: By Trust) - Purchase
Common stock, $0.001 par value
2024-03-27$11.02/sh+50$551→ 50 total(indirect: UTMA Account of G.G.)
Footnotes (5)
- [F1]The Reporting Person, as Co-Trustee of the Gatto Living Trust, may be deemed to beneficially own the shares held by the Gatto Living Trust.
- [F2]The shares are held for A.G., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act (the "UTMA") for which the Reporting Person serves as custodian.
- [F3]The shares are held for G.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
- [F4]The shares are held for M.G., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
- [F5]As permitted by Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.