MultiSensor AI Holdings, Inc.·4

Apr 8, 4:01 PM ET

Strahan Gary Eugene 4

4 · MultiSensor AI Holdings, Inc. · Filed Apr 8, 2024

Insider Transaction Report

Form 4
Period: 2024-03-31
Transactions
  • Conversion

    Convertible Promissory Note

    2024-03-31(indirect: By Trust)
    Exercise: $5.00From: 2023-12-19Exp: 2026-12-19Common Stock (205,079 underlying)
  • Disposition to Issuer

    Convertible Promissory Note

    2024-03-31(indirect: By Trust)
    Exercise: $10.00From: 2023-12-19Exp: 2026-12-19Common Stock (100,000 underlying)
  • Award

    Convertible Promissory Note

    2024-03-31(indirect: By Trust)
    Exercise: $5.00From: 2023-12-19Exp: 2026-12-19Common Stock (205,079 underlying)
  • Conversion

    Common Stock

    2024-03-31+205,079305,079 total(indirect: By Trust)
Holdings
  • Common Stock

    6,015,938
Footnotes (3)
  • [F1]On March 31, 2024, the Trust (defined below) acquired 205,079 shares of Common Stock from the Issuer pursuant to the conversion of a promissory note with an aggregate principal balance of $1,000,000. The conversion was structured to comply with the provisions of Rule 16b-3(d) promulgated under the Securities Exchange Act of 1934, as amended. Mr. Strahan disclaims beneficial ownership of the securities held by the Trust except to the extent of his pecuniary interest therein, if any. The promissory note converted into shares of common stock at a price of $5.00 per share for the outstanding principal amount, and $10.00 per share for the accrued but unpaid interest.
  • [F2]Represents shares held by the Jill A. Blashack Revocable Trust U/A May 8, 2004, as amended and restated (the "Trust"), of which Jill A. Blashack Strahan, the wife of Gary Strahan, is trustee.
  • [F3]Represents an amendment to the exercise price of the convertible promissory note.

Documents

1 file
  • 4
    tm2411160-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT