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4//SEC Filing

Cant Elena 4

Accession 0001104659-24-044889

CIK 0001588972other

Filed

Apr 7, 8:00 PM ET

Accepted

Apr 8, 9:26 PM ET

Size

10.6 KB

Accession

0001104659-24-044889

Insider Transaction Report

Form 4
Period: 2024-04-08
Cant Elena
Director
Transactions
  • Disposition from Tender

    Common Stock

    2024-04-08$1.10/sh30,000$33,00073,620 total
  • Disposition to Issuer

    Common Stock

    2024-04-08$1.10/sh73,620$80,9820 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-04-0827,2290 total
    Exercise: $0.74Common Stock (27,229 underlying)
Footnotes (3)
  • [F1]Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest.
  • [F2]Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes.
  • [F3]Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each outstanding and unvested option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") vested in full. At the Effective Time, each Issuer Stock Option with an exercise price that is less than the Offer Amount was cancelled and converted into the right to receive a cash payment equal to the product of (A) the excess, if any, of the Offer Amount over the exercise price payable per Share with respect to such Issuer Stock Option, multiplied by (B) the total number of Shares subject to such Issuer Stock Option immediately prior to the Effective Time.

Issuer

Societal CDMO, Inc.

CIK 0001588972

Entity typeother

Related Parties

1
  • filerCIK 0001945370

Filing Metadata

Form type
4
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 9:26 PM ET
Size
10.6 KB