4//SEC Filing
Coleman Craig E. 4
Accession 0001104659-24-057126
CIK 0001279695other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 8:50 PM ET
Size
19.1 KB
Accession
0001104659-24-057126
Insider Transaction Report
Form 4
Coleman Craig E.
Director10% Owner
Transactions
- Purchase
Common Stock
2024-05-01$0.15/sh+217,182$32,577→ 970,802 total(indirect: By the Coleman Super Fund) - Purchase
Common Stock
2024-05-01$0.15/sh+29,289,424$4,393,414→ 86,088,025 total(indirect: By Partnership) - Purchase
Stock Option (Right to Buy)
2024-05-01+29,289,424→ 29,289,424 total(indirect: By Partnership)Exercise: $0.20From: 2024-05-01Exp: 2027-05-08→ Common Stock (29,289,424 underlying) - Purchase
Stock Option (Right to Buy)
2024-05-01+13,849,567→ 13,849,567 total(indirect: By Partnership)Exercise: $0.20From: 2024-05-01Exp: 2027-05-08→ Common Stock (13,849,567 underlying) - Purchase
Stock Option (Right to Buy)
2024-05-01+217,182→ 217,182 total(indirect: By the Coleman Super Fund)Exercise: $0.20From: 2024-05-01Exp: 2027-05-08→ Common Stock (217,182 underlying)
Holdings
- 1,920,000(indirect: By Partnership)
Stock Option (Right to Buy)
Exercise: $0.92From: 2022-05-27Exp: 2025-05-26→ Common Stock (1,920,000 underlying) - 1,920,000(indirect: By Partnership)
Stock Option (Right to Buy)
Exercise: $1.00From: 2022-05-27Exp: 2025-05-26→ Common Stock (1,920,000 underlying)
Footnotes (8)
- [F1]Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
- [F2]The price reported is stated in Australian dollars.
- [F3]The Reporting Person is a director of Viburnum, which is the manager of each of VF Strategic Equities Fund ("Strategic Fund") and separately managed accounts on behalf of a Viburnum client ("Strategic Mandates") the direct beneficial owners of the common stock and stock options. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the common stock and stock options held by Strategic Fund, and Strategic Mandates, except to the extent of his pecuniary interest therein.
- [F4]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 86,088,025 shares of common stock, which consists of 38,198,117 and 47,889,908 shares of common stock held by Strategic Fund and Strategic Mandates, respectively. Viburnum, as the manager of each of Strategic Fund and Strategic Mandates, shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities. The Reporting Person shares voting and dispositive power over, and may be deemed to beneficially own, the common stock held by the foregoing entities due to the Reporting Person serving as a director of Viburnum.
- [F5]The Reporting Person and Phylis Coleman are the trustees of the Coleman Super Fund, of which the Reporting Person is a potential beneficiary.
- [F6]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 43,138,991 stock options which an exercise price of A$0.20 and expiry date of 05/08/2027.
- [F7]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$0.92 and expiry date of 05/26/2025.
- [F8]Viburnum, as the manager of Strategic Fund and Strategic Mandates, may be deemed to beneficially own 1,920,000 stock options which an exercise price of A$1.00 and expiry date of 05/26/2025.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001678533
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 8:50 PM ET
- Size
- 19.1 KB