4//SEC Filing
LLR EQUITY PARTNERS IV, L.P. 4
Accession 0001104659-24-060778
CIK 0001823144other
Filed
May 12, 8:00 PM ET
Accepted
May 13, 9:53 PM ET
Size
16.5 KB
Accession
0001104659-24-060778
Insider Transaction Report
Form 4
Transactions
- Sale
Class A Common Stock
2024-05-13$6.50/sh−4,752,150$30,888,975→ 0 total - Exercise/Conversion
Class A Common Stock
2024-05-13+4,752,150→ 4,752,150 total - Exercise/Conversion
Class B Common Stock
2024-05-13−4,752,150→ 29,774,258 total→ Class A Common Stock (4,572,150 underlying)
LLR Capital IV, LLC
10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2024-05-13+4,752,150→ 4,752,150 total - Exercise/Conversion
Class B Common Stock
2024-05-13−4,752,150→ 29,774,258 total→ Class A Common Stock (4,572,150 underlying) - Sale
Class A Common Stock
2024-05-13$6.50/sh−4,752,150$30,888,975→ 0 total
LLR EQUITY PARTNERS IV, L.P.
10% Owner
Transactions
- Exercise/Conversion
Class B Common Stock
2024-05-13−4,752,150→ 29,774,258 total→ Class A Common Stock (4,572,150 underlying) - Exercise/Conversion
Class A Common Stock
2024-05-13+4,752,150→ 4,752,150 total - Sale
Class A Common Stock
2024-05-13$6.50/sh−4,752,150$30,888,975→ 0 total
LLR Capital IV, L.P.
10% Owner
Transactions
- Sale
Class A Common Stock
2024-05-13$6.50/sh−4,752,150$30,888,975→ 0 total - Exercise/Conversion
Class A Common Stock
2024-05-13+4,752,150→ 4,752,150 total - Exercise/Conversion
Class B Common Stock
2024-05-13−4,752,150→ 29,774,258 total→ Class A Common Stock (4,572,150 underlying)
Footnotes (3)
- [F1]On May 13, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto (the "Exchange Agreement"), LLR Equity Partners IV, L.P. voluntarily exchanged 4,551,913 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 200,237 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 200,237 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange.
- [F2]As described in the prospectus supplement, dated May 8, 2024, filed by the Company on May 9, 2024, in connection with an underwritten registered secondary public offering (the "Offering") and sale of Class A Common Stock of CompoSecure, Inc. by certain of its selling stockholders, LLR Equity Partners IV, L.P. sold 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 200,237 shares of Class A Common Stock at a purchase price of $6.50 per share.
- [F3]Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P.
Documents
Issuer
CompoSecure, Inc.
CIK 0001823144
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001543672
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 9:53 PM ET
- Size
- 16.5 KB