SATTERFIELD THOMAS A JR 4
4 · ARK RESTAURANTS CORP · Filed May 22, 2024
Insider Transaction Report
Form 4
SATTERFIELD THOMAS A JR
10% Owner
Transactions
- Purchase
Common Stock
2024-05-20$14.56/sh+1,578$22,976→ 57,500 total - Purchase
Common Stock
2024-05-21$15.73/sh+3,301$51,925→ 57,301 total(indirect: By Tomsat Investment & Trading Co., Inc.) - Purchase
Common Stock
2024-05-20$15.23/sh+10,000$152,300→ 200,000 total(indirect: By Caldwell Mill Opportunity Fund) - Purchase
Common Stock
2024-05-20$15.40/sh+4,000$61,600→ 54,000 total(indirect: By Tomsat Investment & Trading Co., Inc.)
Holdings
- 150,000(indirect: By A.G. Family L.P.)
Common Stock
- 108,450(indirect: By family members and related entities)
Common Stock
- 1,000(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Includes 7,500 shares held jointly with the reporting person's spouse.
- [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.56 to $15.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.20 to $15.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.50 to $16.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F5]The reporting person controls the general partner of the partnership that owns the reported securities.
- [F6]The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: the reporting person's father (32,000 shares); the reporting person's sister (27,000 shares); the reporting person's brother-in-law (11,000 shares); Rita Phifer (10,000 shares); the reporting person's second brother-in-law (6,000 shares); the reporting person's nephew (2,000 shares); a trust for the reporting person's granddaughter (1,450 shares); a trust for the reporting person's second granddaughter (500 shares); the reporting person's step-sister (2,500 shares); the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (7,000 shares); the reporting person's fourth step-sister and spouse (4,000 shares); and the reporting person's fifth step-sister and spouse (3,000 shares).