Newman Randy L 4
4 · ALERUS FINANCIAL CORP · Filed May 23, 2024
Insider Transaction Report
Form 4
Newman Randy L
Director
Transactions
- Award
Common stock
2024-05-21+2,559→ 208,131 total
Holdings
- 339,765(indirect: By Trust)
Common Stock
- 2,000(indirect: By Spouse)
Common Stock
- 156,705(indirect: By Trust)
Common Stock
- 97,629.257(indirect: By the Alerus Financial Corporation Employee Stock Ownership Plan)
Common Stock
Footnotes (6)
- [F1]All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.
- [F2]Includes 2,559 shares of restricted stock.
- [F3]Includes 1,814 shares held jointly with Mr. Newman's spouse.
- [F4]156,705 shares of common stock held by the Anita D. Newman Revocable Living Trust under agreement dated August 27, 2015. Mr. Newman's sposue is the trustee of this trust.
- [F5]339,765 shares held by the Anita D. Newman 2021 GST Trust. Mr. Newman is a beneficiary and a trustee of this trust, and possesses sole voting and investment power with respect to these shares.
- [F6]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.