4//SEC Filing
Ralston Shannon 4
Accession 0001104659-24-068319
CIK 0001792581other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 5:13 PM ET
Size
6.1 KB
Accession
0001104659-24-068319
Insider Transaction Report
Form 4
Ralston Shannon
10% Owner
Transactions
- Purchase
$2,000,000 Senior Secured Convertible Note
2024-06-03$2000000.00/sh(indirect: see footnote)Exercise: $2.50From: 2024-06-03Exp: 2025-06-03→ Common Stock (800,000 underlying)
Footnotes (3)
- [F1]The$2,000,000 Senior Secured Convertible Note bears interest at 25% and is subject to a 19.99% blocker.
- [F2]The Reporting Person beneficially owns an aggregate $19,239,703 principal amount Senior Secured Convertible Notes.
- [F3]Through S.hield Cap1tal Funding LLC.
Documents
Issuer
Kiromic Biopharma, Inc.
CIK 0001792581
Entity typeother
Related Parties
1- filerCIK 0002023708
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 5:13 PM ET
- Size
- 6.1 KB