4//SEC Filing
Caligan Partners LP 4
Accession 0001104659-24-074471
CIK 0001819576other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 9:37 PM ET
Size
9.5 KB
Accession
0001104659-24-074471
Insider Transaction Report
Form 4
Liquidia CorpLQDA
JOHNSON DAVID EDWARD
Director10% OwnerOther
Transactions
- Award
Common Stock, $0.001 par value per share ("Common Stock")
2024-06-20+20,359→ 20,359 total
Holdings
- 11,280,945(indirect: See footnote)
Common Stock, $0.001 par value per share ("Common Stock")
Caligan Partners LP
Director10% OwnerOther
Transactions
- Award
Common Stock, $0.001 par value per share ("Common Stock")
2024-06-20+20,359→ 20,359 total
Holdings
- 11,280,945(indirect: See footnote)
Common Stock, $0.001 par value per share ("Common Stock")
Footnotes (5)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- [F2]The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.
- [F3]Mr. Johnson is deemed to hold the securities reported herein for the benefit of certain affiliated funds (the "Caligan Funds") to which Caligan Partners LP ("Caligan") serves as investment manager and a managed account to which Caligan serves as a consultant, and may, after vesting, if applicable, transfer the securities directly to such Caligan Funds or managed account.
- [F4]Since the filing of the Form 4 filed by the Reporting Persons on September 7, 2022, and more than 6 months ago, the managed account to which Caligan serves as a consultant has reduced its holding by 480,000 shares of Common Stock, and accordingly, such shares of Common Stock are no longer included in the total amount of securities beneficially owned that are reported in Column 5.
- [F5]Securities held by (i) Caligan Partners Master Fund LP, a Cayman Islands limited partnership, (ii) an affiliated fund to which Caligan serves as investment manager, (iii) managed accounts to which Caligan serves as investment manager, and (iv) a managed account to which Caligan serves as a consultant. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
Documents
Issuer
Liquidia Corp
CIK 0001819576
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001727492
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 9:37 PM ET
- Size
- 9.5 KB