Klein Mark D 4
4 · SURO CAPITAL CORP. · Filed Aug 20, 2024
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Purchase
Common Stock
2024-08-20$3.84/sh+12,000$46,080→ 1,088,666 total
Footnotes (2)
- [F1]Acquisition in open market purchase by Mr. Klein's spouse.
- [F2]This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii)(A) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules, and (B) shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedules as such restricted shares.