4//SEC Filing
Fassino Anthony D. 4
Accession 0001104659-24-096430
CIK 0000018230other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 5:06 PM ET
Size
11.1 KB
Accession
0001104659-24-096430
Insider Transaction Report
Form 4
Fassino Anthony D.
Group President
Transactions
- Tax Payment
Common Stock
2024-08-30$351.43/sh−1,815$637,845→ 36,627 total - Sale
Common Stock
2024-08-30$351.36/sh−3,185$1,119,082→ 33,442 total - Exercise/Conversion
Employee Stock Options
2024-08-30$127.60/sh−5,000$638,000→ 17,133 totalExercise: $127.60Exp: 2030-03-02→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2024-08-30$127.60/sh+5,000$638,000→ 38,442 total
Holdings
- 1,455(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Includes dividends accrued.
- [F2]The information in this report is based on a 401(k) plan statement dated as of August 30, 2024.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001839757
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 5:06 PM ET
- Size
- 11.1 KB