4//SEC Filing
Mosca Alison 4
Accession 0001104659-24-105443
CIK 0001822791other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:12 PM ET
Size
11.6 KB
Accession
0001104659-24-105443
Insider Transaction Report
Form 4
Clene Inc.CLNN
Mosca Alison
Director
Transactions
- Award
Common Stock Purchase Warrant (Right to buy)
2024-09-30$0.13/sh+159,134$19,892→ 159,134 total(indirect: By LLC)Exercise: $4.82From: 2024-10-01Exp: 2029-10-01→ Common Stock (159,134 underlying) - Award
Common Stock
2024-09-30$4.59/sh+159,134$730,107→ 321,052 total(indirect: By LLC)
Holdings
- 1,973
Common Stock
- 72,997(indirect: By Trust)
Common Stock
- 150,333(indirect: By LP)
Common Stock
Footnotes (7)
- [F1]On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's ownership in the previously disclosed 3,238,375 shares of common stock indirectly owned being reduced to 161,918 shares.
- [F2]The securities are owned by Kensington Clene 2021, LLC. Ms. Mosca is the sole manager of and owns a minority interest in Kensington Clene 2021, LLC. The shares owned by Kensington Clene 2021, LLC may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Clene 2021, LLC for which she does not have a pecuniary or profits interest.
- [F3]On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's ownership in the previously disclosed 39,476 shares of common stock being reduced to 1,973 shares.
- [F4]On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's ownership in the previously disclosed 3,006,671 shares of common stock indirectly owned being reduced to 150,333 shares.
- [F5]The securities are owned by the Kensington Investments, L.P. Ms. Mosca is the chief executive officer of Kensington Investments, L.P. The shares owned by the Kensington Investments, L.P. may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca disclaims all shares owned by Kensington Investments, L.P. , for which she does not have a pecuniary or profits interest.
- [F6]On July 11, 2024, the common stock of Clene Inc. underwent a 1-for-20 reverse stock split, resulting in the reporting person's ownership in the previously disclosed 1,459,945 shares of common stock indirectly owned being reduced to 72,997 shares.
- [F7]The securities are owned by the Robert C. Gay 1998 Family Trust. Ms. Mosca is the trustee of the Robert C. Gay 1998 Family Trust. The shares owned by the Robert C. Gay 1998 Family Trust may be deemed to be beneficially owned by Ms. Mosca. Ms. Mosca has no pecuniary or profits interest in the shares held by the Robert C. Gay 1998 Family Trust.
Documents
Issuer
Clene Inc.
CIK 0001822791
Entity typeother
Related Parties
1- filerCIK 0001835537
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:12 PM ET
- Size
- 11.6 KB