Schaupp William E 4
4 · CATERPILLAR INC · Filed Nov 4, 2024
Insider Transaction Report
Form 4
Schaupp William E
Chief Accounting Officer
Transactions
- Tax Payment
Common Stock
2024-11-01$380.91/sh−1,032$393,099→ 2,654 total - Exercise/Conversion
Common Stock
2024-11-01$196.70/sh+2,000$393,400→ 3,686 total - Exercise/Conversion
Exployee Stock Options
2024-11-01$196.70/sh−2,000$393,400→ 1,095 totalExercise: $196.70Exp: 2032-03-07→ Common Stock (2,000 underlying) - Sale
Common Stock
2024-11-01$380.98/sh−968$368,789→ 1,686 total
Footnotes (3)
- [F1]Includes dividends accrued.
- [F2]This transaction was entered as multiple trades, at prices ranging from $380.94 to $381.02. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected.
- [F3]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.