4//SEC Filing
De Lange Bob 4
Accession 0001104659-24-115984
CIK 0000018230other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:25 PM ET
Size
14.5 KB
Accession
0001104659-24-115984
Insider Transaction Report
Form 4
De Lange Bob
Group President
Transactions
- Tax Payment
Common Stock
2024-11-07$411.58/sh−7,343$3,022,232→ 83,764 total - Sale
Common Stock
2024-11-07$408.82/sh−5,329$2,178,602→ 78,435 total - Sale
Common Stock
2024-11-07$411.13/sh−4,830$1,985,758→ 73,605 total - Exercise/Conversion
Common Stock
2024-11-07$151.12/sh+20,000$3,022,400→ 91,107 total - Sale
Common Stock
2024-11-07$411.61/sh−2,498$1,028,202→ 71,107 total - Exercise/Conversion
Employee Stock Options
2024-11-07$151.12/sh−20,000$3,022,400→ 40,512 totalExercise: $151.12Exp: 2028-03-05→ Common Stock (20,000 underlying)
Footnotes (5)
- [F1]Includes dividends accrued.
- [F2]This transaction was executed in multiple trades at prices ranging from $408.45 to $409.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $410.42 to $411.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $411.44 to $412.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001694342
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 5:25 PM ET
- Size
- 14.5 KB