|4Nov 21, 4:31 PM ET

Altman Samuel H. 4

4 · Oklo Inc. · Filed Nov 21, 2024

Insider Transaction Report

Form 4
Period: 2024-11-19
Altman Samuel H.
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2024-11-19+581,1003,732,479 total(indirect: By Hydrazine Capital II, L.P.)
  • Exercise/Conversion

    Earnout Rights

    2024-11-19581,1000 total(indirect: By Hydrazine Capital II, L.P.)
    Class A Common Stock (581,100 underlying)
Footnotes (2)
  • [F1]Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.
  • [F2]The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.

Documents

1 file
  • 4
    tm2429081-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT