4//SEC Filing
Klein Mark D 4
Accession 0001104659-24-128100
CIK 0001509470other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:09 PM ET
Size
7.3 KB
Accession
0001104659-24-128100
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Award
Common Stock
2024-12-10+100,000→ 1,270,666 total - Tax Payment
Common Stock
2024-12-10$6.14/sh−21,272$130,610→ 1,249,394 total
Footnotes (3)
- [F1]Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 10, 2025, 1/3 vests on December 10, 2026, and 1/3 vests on December 10, 2027.
- [F2]This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on February 9, 2022 and December 15, 2023, which are subject to certain vesting schedules.
- [F3]Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 10, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
Documents
Issuer
SURO CAPITAL CORP.
CIK 0001509470
Entity typeother
Related Parties
1- filerCIK 0001322402
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 6:09 PM ET
- Size
- 7.3 KB