Home/Filings/4/0001104659-24-129867
4//SEC Filing

Seaberg John D 4

Accession 0001104659-24-129867

CIK 0002011514other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 9:14 PM ET

Size

15.3 KB

Accession

0001104659-24-129867

Insider Transaction Report

Form 4
Period: 2024-12-16
Transactions
  • Award

    Stock Option

    2024-12-16+40,00040,000 total
    Exercise: $7.13Exp: 2025-03-20Common Stock (40,000 underlying)
  • Award

    Stock Option

    2024-12-16+157,500157,500 total
    Exercise: $15.28Exp: 2028-09-15Common Stock (157,500 underlying)
  • Award

    Stock Option

    2024-12-16+75,00075,000 total
    Exercise: $14.64Exp: 2029-06-19Common Stock (75,000 underlying)
  • Award

    Stock Option

    2024-12-16+80,00080,000 total
    Exercise: $8.25Exp: 2027-06-13Common Stock (80,000 underlying)
  • Award

    Common Stock

    2024-12-16+15,85815,858 total
Footnotes (7)
  • [F1]Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share.
  • [F2]Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
  • [F3]Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.
  • [F4]The option vested in two equal installments on February 8, 2022 and June 24, 2022.
  • [F5]The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
  • [F6]The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.
  • [F7]The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.

Issuer

Anteris Technologies Global Corp.

CIK 0002011514

Entity typeother

Related Parties

1
  • filerCIK 0001421888

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 9:14 PM ET
Size
15.3 KB