Seaberg John D 4
4 · Anteris Technologies Global Corp. · Filed Dec 18, 2024
Insider Transaction Report
Form 4
Seaberg John D
Director
Transactions
- Award
Stock Option
2024-12-16+40,000→ 40,000 totalExercise: $7.13Exp: 2025-03-20→ Common Stock (40,000 underlying) - Award
Stock Option
2024-12-16+157,500→ 157,500 totalExercise: $15.28Exp: 2028-09-15→ Common Stock (157,500 underlying) - Award
Stock Option
2024-12-16+75,000→ 75,000 totalExercise: $14.64Exp: 2029-06-19→ Common Stock (75,000 underlying) - Award
Stock Option
2024-12-16+80,000→ 80,000 totalExercise: $8.25Exp: 2027-06-13→ Common Stock (80,000 underlying) - Award
Common Stock
2024-12-16+15,858→ 15,858 total
Footnotes (7)
- [F1]Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share.
- [F2]Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
- [F3]Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.
- [F4]The option vested in two equal installments on February 8, 2022 and June 24, 2022.
- [F5]The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
- [F6]The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.
- [F7]The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.