Paterson Wayne 4

Accession 0001104659-24-129873

CIK 0002011514other

View on SEC.gov Company Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 9:19 PM ET

Size

24.8 KB

Accession

0001104659-24-129873

Insider Transaction Report

Form 4

Period: 2024-12-16

Anteris Technologies Global Corp.AVR

Paterson Wayne

DirectorChief Executive Officer

Transactions

Award
Common Stock
2024-12-16+20,334→ 20,334 total
Award
Stock Option
2024-12-16+14,358→ 14,358 total
Exercise: $23.56Exp: 2027-12-31→ Common Stock (14,358 underlying)
Award
Stock Option
2024-12-16+31,890→ 31,890 total
Exercise: $3.76Exp: 2029-05-15→ Common Stock (31,890 underlying)
Award
Stock Option
2024-12-16+233,000→ 233,000 total
Exercise: $7.13Exp: 2025-03-20→ Common Stock (233,000 underlying)
Award
Stock Option
2024-12-16+41,222→ 41,222 total
Exercise: $6.04Exp: 2027-06-13→ Common Stock (41,222 underlying)
Award
Stock Option
2024-12-16+258,778→ 258,778 total
Exercise: $8.25Exp: 2027-06-13→ Common Stock (258,778 underlying)
Award
Stock Option
2024-12-16+300,000→ 300,000 total
Exercise: $14.64Exp: 2029-06-19→ Common Stock (300,000 underlying)
Award
Option
2024-12-16+4,167→ 4,167 total
Exercise: $18.46Exp: 2025-05-31→ Common Stock (4,167 underlying)
Award
Stock Option
2024-12-16+700,000→ 700,000 total
Exercise: $15.28Exp: 2028-09-15→ Common Stock (700,000 underlying)

Footnotes (12)

[F1]Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share.
[F10]The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.
[F11]The non-incentive plan option is vested and may be exercised until May 31, 2025.
[F12]The options were issued on May 31, 2023 as free-attaching options relating to a share placement which occurred on February 15, 2023.
[F2]Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
[F3]Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.
[F4]The option vested in three equal annual installments beginning on December 31, 2018.
[F5]The option vested in three equal annual installments beginning on December 31, 2019.
[F6]The option vested in two equal installments on February 8, 2022 and June 24, 2022.
[F7]The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
[F8]The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
[F9]The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.

Documents

1 file

4
tm2431370-5_4seq1.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

Anteris Technologies Global Corp.

CIK 0002011514

→

Entity typeother

Related Parties

filerCIK 0001640666

Filing Metadata

Form type: 4
Filed: Dec 17, 7:00 PM ET
Accepted: Dec 18, 9:19 PM ET
Size: 24.8 KB

View on SEC.gov