Dadgar Armon 4

Accession 0001104659-24-131341

CIK 0001720671other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 4:39 PM ET

Size

30.5 KB

Accession

0001104659-24-131341

Form 4

Period: 2024-12-20

DirectorCHIEF TECHNOLOGY OFFICER10% Owner

Transactions

Conversion
Class A Common Stock
2024-12-20+6,488→ 71,755 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−8,282→ 107,664 total
→ Class A Common Stock (8,282 underlying)
Tax Payment
Class A Common Stock
2024-12-20$34.22/sh−22,607$773,612→ 49,148 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−17,813→ 71,250 total
→ Class A Common Stock (17,813 underlying)
Exercise/Conversion
Restricted Stock Units
2024-12-20−8,957→ 80,617 total
→ Class A Common Stock (8,957 underlying)
Exercise/Conversion
Class A Common Stock
2024-12-20+37,992→ 65,267 total
Exercise/Conversion
Restricted Stock Units
2024-12-20−2,940→ 14,702 total
→ Class A Common Stock (2,940 underlying)
Exercise/Conversion
Restricted Stock Units
2024-12-20−6,488→ 0 total
→ Class B Common Stock (6,488 underlying)
Exercise/Conversion
Class B Common Stock
2024-12-20+6,488→ 487,404 total
→ Class A Common Stock (6,488 underlying)
Conversion
Class B Common Stock
2024-12-20−6,488→ 480,916 total
→ Class A Common Stock (6,488 underlying)

Holdings

Class A Common Stock
(indirect: See footnote)
1,520,000
Class A Common Stock
(indirect: See footnote)
282,617
Class A Common Stock
(indirect: See footnote)
90,440
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (12,267,084 underlying)
12,051,662
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (2,057,036 underlying)
2,057,036
Class B Common Stock
(indirect: See footnote)
→ Class A Common Stock (601,328 underlying)
601,328

Footnotes (12)

[F1]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
[F10]The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
[F11]Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
[F12]All of the RSUs vested on December 20, 2024.
[F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F3]The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
[F4]The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
[F5]The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
[F6]The shares are held of record by Black Swan III, LLC which the reporting person controls.
[F7]The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2025.
[F8]The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
[F9]The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.

Documents

1 file

HashiCorp, Inc.

CIK 0001720671

Entity typeother