4//SEC Filing
Buettner-Garrett Joshua 4
Accession 0001104659-25-001681
CIK 0001844862other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 4:18 PM ET
Size
9.6 KB
Accession
0001104659-25-001681
Insider Transaction Report
Form 4
Buettner-Garrett Joshua
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2025-01-06$0.03/sh+187,500$5,625→ 1,052,804 total - Sale
Common Stock
2025-01-06$2.09/sh−187,500$392,288→ 865,304 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-01-06−187,500→ 375,000 totalExercise: $0.03From: 2021-12-08Exp: 2025-03-20→ Common Stock (187,500 underlying)
Footnotes (3)
- [F1]The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.
- [F2]This sale was made pursuant to the 10b5-1 Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.985 to $2.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
Solid Power, Inc.
CIK 0001844862
Entity typeother
Related Parties
1- filerCIK 0001880162
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 4:18 PM ET
- Size
- 9.6 KB