Buettner-Garrett Joshua 4
4 · Solid Power, Inc. · Filed Jan 7, 2025
Insider Transaction Report
Form 4
Buettner-Garrett Joshua
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2025-01-06$0.03/sh+187,500$5,625→ 1,052,804 total - Sale
Common Stock
2025-01-06$2.09/sh−187,500$392,288→ 865,304 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-01-06−187,500→ 375,000 totalExercise: $0.03From: 2021-12-08Exp: 2025-03-20→ Common Stock (187,500 underlying)
Footnotes (3)
- [F1]The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.
- [F2]This sale was made pursuant to the 10b5-1 Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.985 to $2.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.