5//SEC Filing
DWYER JOSEPH GEORGE 5
Accession 0001104659-25-016236
CIK 0001011509other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 6:44 PM ET
Size
7.7 KB
Accession
0001104659-25-016236
Insider Transaction Report
Form 5
DWYER JOSEPH GEORGE
Chief Financial Officer
Transactions
- Award
Restricted Stock Units
2024-08-15+100,000→ 100,000 total→ Common Stock (100,000 underlying)
Holdings
- 2,000
Common Stock
Footnotes (4)
- [F1]The reporting person was appointed as Golden Minerals Company's (the "Company") Chief Financial Officer on August 15, 2024. This Form 5 is filed in lieu of (i) a delinquent Form 3 which should have been filed by August 26, 2024 and (ii) a delinquent Form 4 which should have been filed by August 19, 2024.
- [F2]Restricted Stock Awards ("RSAs") granted under the Company's Amended and Restated 2009 Equity Incentive Plan, prior to Mr. Dwyer becoming a Company insider. To date 1,334 of the RSAs have vested and the remaining RSAs will vest on September 26, 2025.
- [F3]Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of the Company's common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one-third of the RSUs will vest on the one year anniversary of the grant date, one-third of the RSUs will vest on the second anniversary of the grant date, and one-third of the RSUs will vest on the third anniversary of the grant date.
- [F4]Shares of common stock represented by vested RSUs will be issued to the reporting person on the date on which the reporting person ceases to serve as Chief Financial Officer of the Company.
Documents
Issuer
Golden Minerals Co
CIK 0001011509
Entity typeother
Related Parties
1- filerCIK 0002057257
Filing Metadata
- Form type
- 5
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 6:44 PM ET
- Size
- 7.7 KB