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4//SEC Filing

HENSHALL DAVID J 4

Accession 0001104659-25-019914

CIK 0001720671other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 8:45 PM ET

Size

12.9 KB

Accession

0001104659-25-019914

Insider Transaction Report

Form 4
Period: 2025-02-27
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2025-02-275,5710 total
    Class A Common Stock (5,571 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2025-02-2727,8790 total
  • Disposition to Issuer

    Restricted Stock Units

    2025-02-273,8080 total
    Class A Common Stock (3,808 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2025-02-271,4580 total
    Class A Common Stock (1,458 underlying)
Footnotes (5)
  • [F1]Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
  • [F2]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
  • [F3]The remaining RSUs vest on September 26, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.
  • [F4]The RSUs vest on the earlier of (i) June 25, 2025 or (ii) the date of the Issuer's next annual meeting of stockholders. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.
  • [F5]The RSUs vest in four equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, the RSUs were canceled in exchange for the right to receive an amount in cash, subject to applicable withholding taxes, equal to the product of (a) the Per Share Price multiplied by (b) the total number of shares of Class A Common Stock covered by the RSUs.

Issuer

HashiCorp, Inc.

CIK 0001720671

Entity typeother

Related Parties

1
  • filerCIK 0001176008

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:45 PM ET
Size
12.9 KB