CATERPILLAR INC·4

Mar 5, 6:36 PM ET

Owens Derek 4

4 · CATERPILLAR INC · Filed Mar 5, 2025

Insider Transaction Report

Form 4
Period: 2025-03-03
Owens Derek
Chief Legal Officer
Transactions
  • Award

    Common Stock

    2025-03-03+2,6927,311 total
  • Tax Payment

    Common Stock

    2025-03-04$325.30/sh207$67,3377,104 total
  • Award

    Employee Stock Options

    2025-03-03+8,4398,439 total
    Exercise: $332.04Exp: 2035-03-03Common Stock (8,439 underlying)
Footnotes (3)
  • [F1]Includes adjustments for dividends accrued.
  • [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
  • [F3]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Documents

1 file
  • 4
    tm258358-8_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT