4//SEC Filing
Umpleby III Donald J 4
Accession 0001104659-25-021014
CIK 0000018230other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:38 PM ET
Size
11.3 KB
Accession
0001104659-25-021014
Insider Transaction Report
Form 4
Umpleby III Donald J
Group President
Transactions
- Tax Payment
Common Stock
2025-03-04$325.30/sh−1,528$497,058→ 499,513 total - Award
Employee Stock Options
2025-03-03+39,915→ 39,915 totalExercise: $332.04Exp: 2035-03-03→ Common Stock (39,915 underlying) - Award
Common Stock
2025-03-03+12,733→ 501,041 total
Holdings
- 59,000(indirect: By Trust)
Common Stock
- 1,024(indirect: By 401(k))
Common Stock
- 36,040(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes adjustment for dividends accrued.
- [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
- [F3]The information in this report is based on a 401(k) plan statement dated as of February 28, 2025.
- [F4]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001566320
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 6:38 PM ET
- Size
- 11.3 KB