Home/Filings/4/0001104659-25-021037
4//SEC Filing

Fassino Anthony D. 4

Accession 0001104659-25-021037

CIK 0000018230other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 7:46 PM ET

Size

9.8 KB

Accession

0001104659-25-021037

Insider Transaction Report

Form 4
Period: 2025-03-03
Fassino Anthony D.
Group President
Transactions
  • Award

    Common Stock

    2025-03-03+2,69241,603 total
  • Tax Payment

    Common Stock

    2025-03-04$325.30/sh404$131,42141,199 total
  • Award

    Employee Stock Options

    2025-03-03+8,4398,439 total
    Exercise: $332.04Exp: 2035-03-03Common Stock (8,439 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,472
Footnotes (4)
  • [F1]Includes adjustments for dividends accrued.
  • [F2]Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024
  • [F3]The information in this report is based on a 401(k) plan statement as of February 28, 2025.
  • [F4]The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Issuer

CATERPILLAR INC

CIK 0000018230

Entity typeother

Related Parties

1
  • filerCIK 0001839757

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 7:46 PM ET
Size
9.8 KB