CATERPILLAR INC·4

May 13, 4:09 PM ET

Creed Joseph E 4

4 · CATERPILLAR INC · Filed May 13, 2025

Insider Transaction Report

Form 4
Period: 2025-05-09
Creed Joseph E
Chief Executive Officer
Transactions
  • Award

    Common Stock

    2025-05-09+4,33028,157 total
  • Award

    Employee Stock Options

    2025-05-09+13,08613,086 total
    Exercise: $325.62Exp: 2035-05-09Common Stock (13,086 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    11,726
Footnotes (2)
  • [F1]The information in this report is based on a 401(k) plan statement as of April 30, 2025.
  • [F2]The stock options were granted pursuant to the Caterpillar Inc 2023 Long Term Incentive Plan and vest equally in 1/3 increments. 1/3 vests on the first anniversary of the grant date; 1/3 vests on March 3, 2027 and 1/3 vests on March 3, 2028.

Documents

1 file
  • 4
    tm2514949-2_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT