4//SEC Filing
Klein Mark D 4
Accession 0001104659-25-050523
CIK 0001509470other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 5:21 PM ET
Size
5.5 KB
Accession
0001104659-25-050523
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Award
Common Stock
2025-05-16+300,000→ 1,516,019 total
Footnotes (2)
- [F1]Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
- [F2]This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023 and December 10, 2024, which are subject to certain vesting schedules.
Documents
Issuer
SURO CAPITAL CORP.
CIK 0001509470
Entity typeother
Related Parties
1- filerCIK 0001322402
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 5:21 PM ET
- Size
- 5.5 KB