Klein Mark D 4
4 · SURO CAPITAL CORP. · Filed May 19, 2025
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Award
Common Stock
2025-05-16+300,000→ 1,516,019 total
Footnotes (2)
- [F1]Restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
- [F2]This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023 and December 10, 2024, which are subject to certain vesting schedules.