|4Jun 13, 1:39 PM ET

Cronin Johanna 4

4 · STARTENGINE CROWDFUNDING, INC. · Filed Jun 13, 2025

Insider Transaction Report

Form 4
Period: 2025-06-11
Cronin Johanna
Chief Marketing Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2025-06-11$0.00/sh+3,000,000$14,40017,214,780 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2025-06-111,200,0000 total
    Exercise: $0.01Exp: 2027-12-30Common Stock (1,200,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2025-06-113,000,0000 total
    Exercise: $0.00Exp: 2026-12-30Common Stock (3,000,000 underlying)
  • Exercise/Conversion

    Common Stock

    2025-06-11$0.00/sh+13,917,440$58,45314,214,780 total
  • Exercise/Conversion

    Common Stock

    2025-06-11$0.01/sh+1,200,000$15,84018,414,780 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2025-06-1113,917,4400 total
    Exercise: $0.00Exp: 2025-06-12Common Stock (13,917,440 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $0.01Exp: 2028-01-02Common Stock (0 underlying)
    0
Footnotes (5)
  • [F1]Price was rounded to four decimal places.
  • [F2]25% of the stock options vested on the one-year anniversary of June 15, 2025 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
  • [F3]25% of the stock options vested on the one-year anniversary of January 1, 2017 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.
  • [F4]The Form 3 filed on June 23, 2022 incorrectly included a line for Stock Option (Right to Buy) for 30,000 shares of Common Stock (600,000 shares on a post-split basis) with an expiration of January 2, 2028. This line has been included to rectify this typographical error and clarify that there are no such Stock Options.
  • [F5]25% of the stock options vested on the one-year anniversary of January 1, 2018 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.

Documents

1 file
  • 4
    tm2517971-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT