4//SEC Filing
VIGANO PAUL R 4
Accession 0001104659-25-061811
CIK 0002019410other
Filed
Jun 22, 8:00 PM ET
Accepted
Jun 23, 6:36 PM ET
Size
12.9 KB
Accession
0001104659-25-061811
Insider Transaction Report
Form 4
Transactions
- Conversion
Common Stock
2025-06-20+12,516,834→ 20,256,615 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2025-06-20−50,067,334→ 0 total(indirect: See Footnote)→ Common Stock (12,516,834 underlying)
VIGANO PAUL R
10% Owner
Transactions
- Conversion
Common Stock
2025-06-20+12,516,834→ 20,256,615 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2025-06-20−50,067,334→ 0 total(indirect: See Footnote)→ Common Stock (12,516,834 underlying)
WILLIAMS ROBERT M JR
10% Owner
Transactions
- Conversion
Common Stock
2025-06-20+12,516,834→ 20,256,615 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2025-06-20−50,067,334→ 0 total(indirect: See Footnote)→ Common Stock (12,516,834 underlying)
J H Whitney VI L P
10% Owner
Transactions
- Conversion
Common Stock
2025-06-20+12,516,834→ 20,256,615 total(indirect: See Footnote) - Conversion
Series A Preferred Stock
2025-06-20−50,067,334→ 0 total(indirect: See Footnote)→ Common Stock (12,516,834 underlying)
Footnotes (2)
- [F1]Each share of preferred stock automatically converted into 0.25 shares of Common Stock of the Issuer upon the closing of the initial public offering of the Issuer's Common Stock.
- [F2]The securities reported herein are held of record by J.H. Whitney VI L.P. J.H. Whitney Equity Partners VI, LLC is the sole general partner of J.H. Whitney VI L.P. Paul R. Vigano and Robert M. Williams, Jr., as the managing members of J.H. Whitney Equity Partners VI, LLC, share voting and investment power with respect to the shares held by J.H. Whitney VI L.P. Each of J.H. Whitney Equity Partners VI, LLC, Paul R. Vigano and Robert M. Williams, Jr. disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.
Documents
Issuer
Caris Life Sciences, Inc.
CIK 0002019410
Entity typeother
Related Parties
1- filerCIK 0001239606
Filing Metadata
- Form type
- 4
- Filed
- Jun 22, 8:00 PM ET
- Accepted
- Jun 23, 6:36 PM ET
- Size
- 12.9 KB