4//SEC Filing
Schneeberger Daniel 4
Accession 0001104659-25-062092
CIK 0001664710other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 4:05 PM ET
Size
21.8 KB
Accession
0001104659-25-062092
Insider Transaction Report
Form 4
ADAR1 Partners, LP
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−1,400$98,000→ 4,391,237 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−200$14,000→ 743,358 total(indirect: By LLC) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−1→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $60.00From: 2024-10-02Exp: 2025-06-20→ Common Stock (100 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−14→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (1,400 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−2→ 0 total(indirect: By LLC)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (200 underlying) - Exercise of In-Money
Common Stock
2025-06-20$60.00/sh−100$6,000→ 4,392,637 total(indirect: By ADAR1 Partners, LP)
ADAR1 Capital Management GP, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−200$14,000→ 743,358 total(indirect: By LLC) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−1→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $60.00From: 2024-10-02Exp: 2025-06-20→ Common Stock (100 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−14→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (1,400 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−2→ 0 total(indirect: By LLC)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (200 underlying) - Exercise of In-Money
Common Stock
2025-06-20$60.00/sh−100$6,000→ 4,392,637 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−1,400$98,000→ 4,391,237 total(indirect: By ADAR1 Partners, LP)
Schneeberger Daniel
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$60.00/sh−100$6,000→ 4,392,637 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−1,400$98,000→ 4,391,237 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−200$14,000→ 743,358 total(indirect: By LLC) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−1→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $60.00From: 2024-10-02Exp: 2025-06-20→ Common Stock (100 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−2→ 0 total(indirect: By LLC)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (200 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−14→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (1,400 underlying)
ADAR1 Capital Management, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−1,400$98,000→ 4,391,237 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−14→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (1,400 underlying) - Exercise of In-Money
Common Stock
2025-06-20$60.00/sh−100$6,000→ 4,392,637 total(indirect: By ADAR1 Partners, LP) - Exercise of In-Money
Common Stock
2025-06-20$70.00/sh−200$14,000→ 743,358 total(indirect: By LLC) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−2→ 0 total(indirect: By LLC)Exercise: $70.00From: 2024-10-01Exp: 2025-06-20→ Common Stock (200 underlying) - Exercise of In-Money
Put Option (right to sell)
2025-06-20−1→ 0 total(indirect: By ADAR1 Partners, LP)Exercise: $60.00From: 2024-10-02Exp: 2025-06-20→ Common Stock (100 underlying)
Footnotes (2)
- [F1]As the investment manager of ADAR1 Partners, LP and as the sub-advisor of Spearhead Insurance Solutions IDF, LLC, ADAR1 Capital Management, LLC may be deemed to indirectly beneficially own securities held by ADAR1 Partners, LP and Spearhead Insurance Solutions IDF, LLC. As the general partner of ADAR1 Partners, LP, ADAR1 Capital Management GP, LLC may be deemed to indirectly beneficially own securities held by ADAR1 Partners, LP. As the manager of ADAR1 Capital Management, LLC and ADAR1 Capital Management GP, LLC, Mr. Schneeberger may be deemed to indirectly beneficially own securities held by ADAR1 Partners, LP and Spearhead Insurance Solutions IDF, LLC.
- [F2]For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Documents
Issuer
Keros Therapeutics, Inc.
CIK 0001664710
Entity typeother
Related Parties
1- filerCIK 0001861120
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 4:05 PM ET
- Size
- 21.8 KB