4//SEC Filing
PEIZER TERREN S 4
Accession 0001104659-25-062188
CIK 0001136174other
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 6:32 PM ET
Size
9.6 KB
Accession
0001104659-25-062188
Insider Transaction Report
Form 4
Ontrak, Inc.OTRK
PEIZER TERREN S
DirectorChief Executive Officer10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$0.00/sh+500,000$700→ 2,305,480 total(indirect: By Humanitario) - Exercise of In-Money
Pre-Funded Common Stock Purchase Warrant
2025-06-20−500,000→ 799,575 total(indirect: By Humanitario)Exercise: $0.00From: 2023-12-20→ Common Stock (500,000 underlying)
Acuitas Group Holdings, LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2025-06-20$0.00/sh+500,000$700→ 2,305,480 total(indirect: By Humanitario) - Exercise of In-Money
Pre-Funded Common Stock Purchase Warrant
2025-06-20−500,000→ 799,575 total(indirect: By Humanitario)Exercise: $0.00From: 2023-12-20→ Common Stock (500,000 underlying)
Footnotes (2)
- [F1]This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.
- [F2]As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.
Documents
Issuer
Ontrak, Inc.
CIK 0001136174
Entity typeother
Related Parties
1- filerCIK 0000904534
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 6:32 PM ET
- Size
- 9.6 KB