4//SEC Filing
Hong Chun K 4
Accession 0001104659-25-063044
CIK 0001282631other
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 4:20 PM ET
Size
8.4 KB
Accession
0001104659-25-063044
Insider Transaction Report
Form 4
NETLIST INCNLST
Hong Chun K
DirectorPresident, CEO and Chairman
Transactions
- Purchase
Common Stock
2025-06-24$0.70/sh+4,285,715$3,000,001→ 7,054,382 total - Purchase
Warrants (right to buy)
2025-06-24+8,571,430→ 8,571,430 totalExercise: $0.70From: 2025-06-25Exp: 2030-06-25→ Common Stock (8,571,430 underlying)
Holdings
- 3,611,177(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The Reporting Person purchased the shares and accompanying warrants at a combined purchase price of $0.70 per share and accompanying warrant pursuant to that certain Securities Purchase Agreement, dated as of June 24, 2025, by and among the Issuer and the investors signatory thereto.
- [F2]The amount reported includes shares subject to unvested restricted stock units.
- [F3]Each warrant has an exercise price of $0.70 per share (subject to adjustment in certain circumstances), became exercisable on the date of issuance and will expire five years from the date of issuance.
Documents
Issuer
NETLIST INC
CIK 0001282631
Entity typeother
Related Parties
1- filerCIK 0001381057
Filing Metadata
- Form type
- 4
- Filed
- Jun 25, 8:00 PM ET
- Accepted
- Jun 26, 4:20 PM ET
- Size
- 8.4 KB