NETLIST INC·4

Jun 26, 4:20 PM ET

Hong Chun K 4

4 · NETLIST INC · Filed Jun 26, 2025

Insider Transaction Report

Form 4
Period: 2025-06-24
Hong Chun K
DirectorPresident, CEO and Chairman
Transactions
  • Purchase

    Common Stock

    2025-06-24$0.70/sh+4,285,715$3,000,0017,054,382 total
  • Purchase

    Warrants (right to buy)

    2025-06-24+8,571,4308,571,430 total
    Exercise: $0.70From: 2025-06-25Exp: 2030-06-25Common Stock (8,571,430 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    3,611,177
Footnotes (3)
  • [F1]The Reporting Person purchased the shares and accompanying warrants at a combined purchase price of $0.70 per share and accompanying warrant pursuant to that certain Securities Purchase Agreement, dated as of June 24, 2025, by and among the Issuer and the investors signatory thereto.
  • [F2]The amount reported includes shares subject to unvested restricted stock units.
  • [F3]Each warrant has an exercise price of $0.70 per share (subject to adjustment in certain circumstances), became exercisable on the date of issuance and will expire five years from the date of issuance.

Documents

1 file
  • 4
    tm2519232-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT