CATERPILLAR INC·4

Jul 21, 4:06 PM ET

BONFIELD ANDREW R J 4

4 · CATERPILLAR INC · Filed Jul 21, 2025

Insider Transaction Report

Form 4
Period: 2025-07-17
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2025-07-17$196.70/sh+14,186$2,790,38669,566 total
  • Tax Payment

    Common Stock

    2025-07-17$416.39/sh9,683$4,031,90459,883 total
  • Tax Payment

    Common Stock

    2025-07-17$416.39/sh17,796$7,410,07665,422 total
  • Exercise/Conversion

    Employee Stock Options

    2025-07-17$196.70/sh14,186$2,790,3860 total
    Exercise: $196.70Exp: 2032-03-07Common Stock (14,186 underlying)
  • Exercise/Conversion

    Common Stock

    2025-07-17$253.98/sh+23,311$5,920,52883,194 total
  • Exercise/Conversion

    Employee Stock Options

    2025-07-17$253.98/sh23,311$5,920,52811,655 total
    Exercise: $253.98Exp: 2033-03-06Common Stock (23,311 underlying)
Footnotes (2)
  • [F1]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
  • [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Documents

1 file
  • 4
    tm2521343-1_4seq1.xmlPrimary

    OWNERSHIP DOCUMENT