4//SEC Filing
BONFIELD ANDREW R J 4
Accession 0001104659-25-069308
CIK 0000018230other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 4:06 PM ET
Size
14.0 KB
Accession
0001104659-25-069308
Insider Transaction Report
Form 4
BONFIELD ANDREW R J
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2025-07-17$196.70/sh+14,186$2,790,386→ 69,566 total - Tax Payment
Common Stock
2025-07-17$416.39/sh−9,683$4,031,904→ 59,883 total - Tax Payment
Common Stock
2025-07-17$416.39/sh−17,796$7,410,076→ 65,422 total - Exercise/Conversion
Employee Stock Options
2025-07-17$196.70/sh−14,186$2,790,386→ 0 totalExercise: $196.70Exp: 2032-03-07→ Common Stock (14,186 underlying) - Exercise/Conversion
Common Stock
2025-07-17$253.98/sh+23,311$5,920,528→ 83,194 total - Exercise/Conversion
Employee Stock Options
2025-07-17$253.98/sh−23,311$5,920,528→ 11,655 totalExercise: $253.98Exp: 2033-03-06→ Common Stock (23,311 underlying)
Footnotes (2)
- [F1]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
- [F2]The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.
Documents
Issuer
CATERPILLAR INC
CIK 0000018230
Entity typeother
Related Parties
1- filerCIK 0001199292
Filing Metadata
- Form type
- 4
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 4:06 PM ET
- Size
- 14.0 KB