Duke John D 4
4 · HARVARD BIOSCIENCE INC · Filed Aug 11, 2025
Insider Transaction Report
Form 4
Duke John D
Director
Transactions
- Award
Common Stock
2025-08-08+500,000→ 500,000 total - Award
Common Stock
2025-08-08+500,000→ 1,000,000 total
Footnotes (3)
- [F1]Represents an award of 500,000 restricted stock units (RSUs) that will vest in three equal installments on August 8, 2026, 2027 and 2028, subject to the terms set forth in an award agreement between the Issuer and the Reporting Person.
- [F2]Represents an award of 500,000 RSUs with performance based vesting conditions. These RSUs will vest upon the achievement of a relative total shareholder return of the Issuer's common stock during the period from August 8, 2025 to the earlier of (i) July 30, 2028, and (ii) the date of a change of control, measured relative to the Russell2000 index, subject to the terms set forth in an award agreement between the Issuer and the Reporting Person. The target number of these RSUs that may be earned is reported above; the maximum amount is 150% of the number reported.
- [F3]Includes the awards described in footnotes (1) and (2) above.