4//SEC Filing
HALBERT DAVID D 4
Accession 0001104659-25-077773
CIK 0002019410other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 8:05 PM ET
Size
6.6 KB
Accession
0001104659-25-077773
Insider Transaction Report
Form 4
HALBERT DAVID D
DirectorSee Remarks10% Owner
Transactions
- Tax Payment
Common Stock
2025-08-11$29.75/sh−141,956$4,223,191→ 2,295,133 total
Holdings
- 121,025,002(indirect: See Footnotes)
Common Stock
Footnotes (2)
- [F1]The Common Stock reported herein includes (i) 101,261,532 shares of Common Stock held of record by Caris Halbert, L.P, (ii) 8,528,805 shares of Common Stock held of record by ADAPT I Ltd., (iii) 8,414,427 shares of Common Stock held of record by Carisome I, L.P., (iv) 645,149 shares of Common Stock held of record by Caris Investment II Ltd, and (v) 2,175,089 shares of Common Stock held of record by Caris Investment III Ltd. Caris Investment Management, LLC is the general partner of each of Caris Halbert, L.P., Caris Investment II Ltd., and Caris Investment III Ltd. Two family trusts are separately the general partner of ADAPT I Ltd. and the managing general partner of Carisome I, L.P., respectively.
- [F2]David D. Halbert is the managing member of Caris Investment Management, LLC and the trustee of each of the two family trusts, and in such capacities, has voting and investment power with respect to the shares held of record by each of the foregoing entities. Mr. Halbert disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Caris Life Sciences, Inc.
CIK 0002019410
Entity typeother
Related Parties
1- filerCIK 0001034380
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 8:05 PM ET
- Size
- 6.6 KB