|3Aug 14, 4:40 PM ET

Shaf QIC LLC 3

3 · ProMIS Neurosciences Inc. · Filed Aug 14, 2025

Insider Transaction Report

Form 3
Period: 2025-07-29
Shaf QIC LLC
10% Owner
Holdings
  • Warrants (right to buy)

    Exercise: $1.75Exp: 2029-02-23Common Shares (1,063,830 underlying)
  • Warrants (right to buy)

    Exercise: $7.50Exp: 2028-04-11Common Shares (100,000 underlying)
  • Common Shares

    5,184,760
  • Warrants (right to buy)

    Exercise: $1.25Exp: 2030-07-29Common Shares (4,186,049 underlying)
Footnotes (2)
  • [F1]Represents Common Shares issuable upon exercise of a warrant that is currently exercisable.
  • [F2]Represents Common Shares issuable upon exercise of warrants that are currently exercisable. The reported warrants contain provisions preventing their exercise to the extent that such exercise would result in the holder (together with its affiliates) obtaining greater than 9.99% of the Issuer's Common Shares.

Documents

2 files